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Certificate Program on Securities Law - bsevarsity.com

Certificate Program on Securities Law

Rs.28,320.00

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 Basic Info : Course on Securities Laws
Level : Advance
Commitment  : 36 hours of study, 8 Days, 6 sessions of 6 hours
Language : English
How To Pass : Attend all sessions and complete all assignments to pass the course

What Will I Learn

At the end of this course you will:

  • Be able to identify and execute the procedures necessary for public issues, rights issues, and preferential issues
  • Understand the role of lawyers, accountants, analysts, investment bankers, rating agencies and financial intermediaries in various capital raising modes
  • Understand SEBI's operation and role as the primary capital market regulator
  • Be able to draft prospectus and offering documents in cases of public offering of securities by a company

Curriculum

  • Introduction to Capital Markets, Role of Primary and Secondary markets
  • Concept of Corporatization and Demutualization, Recognition of Stock Exchanges
  • Rules & Bye Laws of Stock Exchanges, Contracts and Options in Securities
  • Offences and Penalties and procedures thereof, Appeals under SCRA, Misc Provisions

  • Introduction to SEBI, Definitions, Constitution of the Board and its Management
  • Powers and Functions of the Board, Collective Investment Schemes, Investigations by Board
  • Registration of Intermediaries, Prohibition of Insider Trading, Penalties and Adjudication
  • Securities Appellate Tribunal (SAT), Appeals to Supreme Court

  • SEBI (Issue of Capital and Disclosure Requirements) 2009
  • Salient features on Regulations on Takeover code
  • Salient features of Regulations on Insider Trading

  • Types of Financial Statements, Stakeholders in Business Organizations
  • Fixed Assets, Tangible and Intangible Assets, Depreciation and Amortization, Legal Provisions, Operating Cycle, Management of Current Assets, Current Liabilities
  • Working Capital Reporting requirements of Financial Statements, Indian Accounting Standards (IAS), Provisions of Schedule III of Companies Act 2013, Financial Ratios

  • Regulations relating to Foreign Direct Investments and Portfolio Investment
  • Regulations relating to Imports, Exports and Miscellaneous remittances from India
  • Regulations relating to Overseas Investments by Indian Companies, Project Exports

  • Concept of Money Laundering and the offense of Money Laundering
  • Attachment, Adjudication, and Confiscation under Prevention of Money Laundering Act
  • Obligations of Banking Companies, Financial Institutions, and Intermediaries under PMLA

    How It works

       Live Classroom Sessions
    Each session is interactive and informative, featuring case studies, quizzes, and projects

       Interact, Learn and Grow
    bsevarsity.com enables you to master the concepts, interact with expert faculty and other learners, and be a part of the community whilst growing.

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